According to Art. 22 and Art. 28 FinSA, the Swiss Financial Services Act, there is a registration obligation in an advisor register such as regservices.ch as of January 1st 2022. This applies to all client advisors of Swiss or foreign financial service providers.
Among other things, it is required to provide proof of thorough knowledge of the new rules of conduct. Without certification, it is not permitted to work as a client advisor in Switzerland. It is therefore crucial for financial service providers to ensure that their client advisors are entered in the register.
Officially recognized FinSA training
Our FinSA training is officially recognized by the registration office and is approved to train the new rules of conduct. With this course you can train your employees easily and successfully and prepare them for the new registration obligation. Advisors can complete the training online in self-study and after successful completion of the final test, a corresponding PDF certificate is automatically generated, which can be uploaded to the Register online.
This training ensures learning success. A simple and playful approach is used to motivate the users and get them to reach 100% competence. With customer scenarios the acquired knowledge can directly be applied and practiced. The progress is verified with a test at the end of every module.
The training is divided into several modules and covers all relevant topics.
- Costumer segmentation
- Information requirements
- Adequacy and suitability of financial services
- Documentation and accountability
- Transparency and diligence in costumer orders
- Final test
Contact us
Do you need to train FinSA or do you want to learn more about our Compliance Finance offers? Send us a non-binding enquiry, we will be happy to get in touch with you.
More trainings
In addition to the FinSA training, we also offer 13 other certified compliance training courses. With them, you can ensure that your employees are well versed in a wide range of compliance-relevant topics.
All trainings have a final test with certificate, are audit-proof and recognized by certification bodies.
- CDB 20
- Money laundering prevention
- FATCA
- MiFID II
- EU GDPR
- CH Data Protection Act
- Code of Conduct
- Market behavior rules
- Sanction violations
- Fraud prevention
- Cybersecurity
Discover our Compliance Finance Trainings.
