Compliance Finance
Compliance training for financial service providers
Top online training on Compliance
The “Compliance Finance” training package currently includes 13 relevant compliance training courses tailored to Swiss legislation. All trainings have a final test with certificate, are audit-proof and recognized by certification bodies.
All training courses are available to you as a SaaS solution at an attractive unit price. Only training that have been completed will be charged.
Certified training courses
The training courses are digital and can be completed online 24/7 via the Swiss Learning Hub. All training courses impart knowledge interactively, contain exercises and end with a final test. Participants receive a personalized certificate upon completion.
The training courses are recognized by SAQ as further training measures and give corresponding further training points for certified customer advisors. The FinSA training is also recognized by regservices.ch for entry in the consultant register.
On the basis of our award-winning “Financial Crime Prevention” learning design, the Swiss Learning Hub has created an e-learning program for training the CDB 20 Agreement on the professional rules on the duty of care of banks.
Your employees learn the new rules for CDB 20 in a playful way. The starting point of the training is a “skyline” of a city that can be chosen at will. The learners will learn the CDB 20 regulations through different scenarios and case studies throughout the city.
You can continuously check your knowledge and collect points in the process. These points flow directly into the learner’s fitness scoring and are ultimately evaluated over the course of the training.
Content
- Purpose and content of CDB 20
- Final test
Duration
1h 15min completion time
Certification
Video
This training provides the basics of money laundering and terrorism financing prevention, as well as the global standards and measures for compliance with the duty of care, taking into account the “completely revised FINMA money laundering ordinance”.
Content
- Basics of the Anti-Money Laundering Act
Duration
Certification
Based on the award-winning learning design of our prevention of financial crime module and in cooperation with Kunz Compliance, we train your employees about the rules of the latest Financial Services Act (FIDLEG). The course is gamified to motivate users and get them to achieve 100% proficiency. Of course, the learning success for each module is checked with a final test.
Content
- Customer segmentation
Duration
Certification
FinSA training is a further training recognized by SAQ and regservices.ch.
Video
Train your employees on the important FATCA regulations (Foreign Account Tax Compliance Act) – focused on the effects of the law on consultants and their clients.
Content
- Requirements and consequences of FATCA for natural and legal persons
Duration
Certification
Train your employees on the regulations on the Automatic Exchange of Information (AEOI) – focused on the effects of the law on consultants and their clients.
Content
- Overview
- Natural people
- Legal persons
- Source deduction
- Final test
Duration
Certification
The AEOI training is a further education recognized by SAQ.
The main objective of MiFID II is better investor protection. MIFID II affects relationship managers, executives as well as customers. With this training, you can reliably prepare for the introduction to the topic.
Content
- Suitability and appropriateness
- Advisory models
- Target market determination
- Best execution
- Final test
Duration
60 minutes completion time
Data protection concerns all of us. On the one hand we have to know how to protect the security of personal data, on the other hand that of the company.
With this training we want to sensitize you to the topic of data protection. It’s about protecting your personal data, but also that of your employees and that of the company.
Content
- Why data protection?
- What is being protected?
- Data types
- Processing of personal data
- Final test
Duration
45 minutes completion time
Data protection concerns all of us. On the one hand we have to know how to protect the security of personal data, on the other hand that of the company.
With this training we want to sensitize you to the topic of data protection. It’s about protecting your personal data, but also that of your employees and that of the company.
Content
- Why data protection?
- What is being protected?
- Data types
- Processing of personal data
- Final test
Duration
45 minutes completion time
This training focuses on your code of conduct, explains the legal basis and gives practical tips on the most important topics related to economic, ethical and correct behavior.
Content
- Code of conduct and goals
Duration
Training on the most important market behavior rules of FINMA. Important topics such as insider trading as well as market and price manipulation are explained and conveyed vividly through practical examples.
Content
- Legal and regulatory bases
- Insider regulations
- Market and price manipulation
- Background clarifications
- Case studies
Duration
60 minutes completion time
Training on the most important market behavior rules of FINMA. Important topics such as insider trading as well as market and price manipulation are explained and conveyed vividly by means of case studies.
Content
- What are santions?
- Case studies
Duration
30 minutes completion time
The “Fraud Prevention” training is a short awareness-training. The users learn to recognize possible cases of fraud in business situations and how to act correctly.
Content
- What is fraud?
- Case study internal fraud
- Case study external fraud
Duration
30 minutes completion time
The “Cyber Security” training is the ideal instrument for raising employees’ awareness, imparting knowledge and ensuring that the guidelines on information security are actually put into practice.
Content
- Computer viruses
- Internet
- Phishing
- Social media
- Passwords
- Social Engineering
- Remote working
Duration
60 minutes completion time
Are you interested?
Our specialists are at your disposal for further information and questions about the content, scope and price model.
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